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V O L . X X V I I N O. I V F E B R UA R Y 2 2 , 2 0 2 1 22 C O M P I L E D B Y T I M O T H Y D O Y L E C O M P I L E D B Y T I M O T H Y D O Y L E T H E L I S T N O T E S : An investment advisor as defined by FINRA provides advice about securities to clients and is required to register with the SEC or the state in which it practices. The company can be called an asset manager, investment counselor, investment manager, portfolio manager or a wealth manager. Assets under management as of Dec. 31, 2020 were submitted by each firm. Firms that did not respond to survey are omitted. S O U R C E : Each firm via survey Purchase this list and more as an Excel document at mainebiz.biz/DataCenter @ Largest Maine-based registered investment advisers Ranked by assets under management by Maine offices audiovisual [au•di•o•vis•u•al / adjective] Using both sight and sound, typically in the form of presentations, recording speech, music, and video. Take your virtual events to the next level! Headlight AV goes above and beyond the traditional limits of AV to help you create powerful and memorable presentations. HeadlightAV.com / 207.775.1671 advisers Ranked by assets under management by Maine ofces One Portland Square, 5th Floor Portland 04101 772-3761, hmpayson.com 24 City Center, Portland 04101 774-0022, rmdavis.com One Monument Square, Suite 601 Portland 04101 523-1110, vigilantcap.com 7 Custom House St., 4th Floor Portland 04101 773-5333, www.headinvest.com 22 Monument Square, Suite 300 Portland 04101 274-2500, greatdiamondpartners.com 4 Moulton St., Portland 04101 772-2900, bigelowadvisors.com 2 Monument Square, Suite 501 Portland 04101 874-9840, robinsonsmithwealth.com 183 Middle St., Suite 4B Portland 04101 536-0530, arieswealthllc.com 455 Harlow St., Bangor 04401 800-990-1117, deighan.com 38 Union Wharf, Portland 04101 772-8133, cornerstoneplanning.com $5.1 billion 17 $5.0 billion 14 $1.1 billion 5 $781.8 million 9 $570.0 million 4 $360.0 million 5 $344.8 million 4 $291.1 million 3 $203.3 million 5 $115.7 million 2 $5.1 billion 17 $5.4 billion 16 $1.7 billion 13 $781.8 million 9 $570.0 million 4 $360.0 million 5 $344.8 million 4 $291.1 million 3 $203.3 million 5 $231.3 million 4 employees 2 45 1 52 1 11 1 15 1 8 2 9 1 6 1 4 1 7 1 5 employees 2 45 2 55 2 26 1 15 1 8 2 9 2 6 1 4 1 1 2 8 Peter E. Robbins, CEO Michael R. Currie, president & managing director Geoffrey K. Alexander, CEO Jeff Carlisle, Daniel M. Mulkern, principals Carl G. Gercke, partner & managing director Steven Tenney, CEO Gary Robinson, CEO Kathryn Dion, president David Robinson, David Smith, co-managing members Jason Viola, president & founder Laurie Latham, principal Lucie Estabrook, CEO & principal Jill Arsenault, principal Susan Veligor, principal 15 Monument Square, Suite 3E Portland 04101 775-1151, harvestassetgroup.com $101.8 million 2 $101.8 million 2 1 1 DND Michael Donahoe principal Notes: An investment advisor as dened by FINRA provides advice about securities to clients and is required to register with the SEC or the state in which it practices. The company can be called an asset manager, investment counselor, investment manager, portfolio manager or a wealth manager. Assets under management as of Dec. 31, 2020 were submitted by each rm. Firms that did not respond to survey are omitted. This list was compiled by Timothy Doyle. S O U R C E : Each rm via survey