Hartford Business Journal

October 12, 2015

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www.HartfordBusiness.com October 12, 2015 • Hartford Business Journal 17 CORPORATE PROFILE Horizon Technology Finance Corp. 312 Farmington Ave., Farmington, CT 06032 | www.horizontechnologyfinancecorp.com Horizon Technology Finance Corp. is a specialty finance company that lends to and invests in development-stage companies in the United States. Top Executive: Robert D. Pomeroy Jr., CEO/Chairman FACT BOX Industry: Asset Management 2Q 2015 Revenue: $5.6M 2Q 2015 Net Income: $1.74M Quarterly Profit Change: $(690,000) Cash: $13.4M Employees: N/A Competitors: Apollo Investment Corp. Kleiner Perkins Caufield & Byers Alloy Ventures Inc. TOP INSTITUTIONAL INVESTORS Holder Shares % Stake Advisors Asset Management Inc. 906,136 7.79 UBS Group AG 432,199 3.71 Confluence Investment Management LLC 259,529 2.23 STOCK WATCH (as of noon Oct. 8) Ticker Symbol: HRZN Stock Price: $9.95 Market Cap: $115.79M 52 Week Range Price: $9.36–$14.59 Outstanding Shares: 11.64M CORPORATE SUITE Stock Non-equity Executive Title Salary Bonus Awards Incentive Total Robert D. Pomeroy Jr. CEO/chairman of the Board N/A N/A N/A N/A N/A Gerald A. Michaud President N/A N/A N/A N/A N/A Christopher M. Mathieu SVP/CFO N/A N/A N/A N/A N/A

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