www.HartfordBusiness.com October 12, 2015 • Hartford Business Journal 17
CORPORATE PROFILE
Horizon Technology Finance Corp.
312 Farmington Ave., Farmington, CT 06032 |
www.horizontechnologyfinancecorp.com
Horizon Technology Finance Corp. is a specialty finance company
that lends to and invests in development-stage companies in the
United States.
Top Executive: Robert D. Pomeroy Jr., CEO/Chairman
FACT BOX
Industry: Asset Management
2Q 2015 Revenue: $5.6M
2Q 2015 Net Income: $1.74M
Quarterly Profit Change: $(690,000)
Cash: $13.4M
Employees: N/A
Competitors: Apollo Investment Corp.
Kleiner Perkins Caufield & Byers
Alloy Ventures Inc.
TOP INSTITUTIONAL INVESTORS
Holder Shares % Stake
Advisors Asset Management Inc. 906,136 7.79
UBS Group AG 432,199 3.71
Confluence Investment Management LLC 259,529 2.23
STOCK WATCH (as of noon Oct. 8)
Ticker Symbol: HRZN Stock Price: $9.95 Market Cap: $115.79M
52 Week Range Price: $9.36–$14.59 Outstanding Shares: 11.64M
CORPORATE SUITE
Stock Non-equity
Executive Title Salary Bonus Awards Incentive Total
Robert D. Pomeroy Jr. CEO/chairman of the Board N/A N/A N/A N/A N/A
Gerald A. Michaud President N/A N/A N/A N/A N/A
Christopher M. Mathieu SVP/CFO N/A N/A N/A N/A N/A