Issue link: https://nebusinessmedia.uberflip.com/i/1545365
HARTFORDBUSINESS.COM | JUNE 15, 2026 23 The Lists WEALTH MANAGEMENT FIRMS IN CONNECTICUT Ranked by assets under management generated by Conn.-based offices, then Conn.-based licensed advisors Wealth management firms in Connecticut Ranked by assets under management generated by Conn.-based offices, then Conn.-based licensed advisors Wealth manager Registered Investment Adviser (RIA)? AUM for Conn.- based office(s)/ date AUM calculated Licensed advisors statewide/ total licensed advisors/ Employees statewide/ total staff Top executive(s) Year founded 1 Wealthspire (1) 29 South Main St., Suite 300 West Hartford, 06107 860-969-6084 • wealthspire.com Yes $24,266,423,292 Dec. 31, 2025 28 290 79 12,640 Mike LaMena CEO Carl Nelson President Mike Goss Managing partner, president & chief revenue officer 1995 2 Focus Partners Wealth 75 Isham Road, Suite 310 West Hartford, 06107 860-206-7400 • focuspartners.com Yes $13,900,000,000 Dec. 31, 2025 16 N/A 46 N/A Adam Birenbaum CEO Gerald Goldberg Division president 1986 3 Bradley, Foster & Sargent Inc. City Place II, 185 Asylum St. Hartford, 06103 860-527-8050 • bfsinvest.com Yes $8,846,974,565 March 31, 2026 12 21 44 60 Galan G. Daukas President & CEO Thomas D Sargent Chief investment officer 1994 4 Procyon (2) 655 Winding Brook Drive, Suite 2030 Glastonbury, 06033 844-776-2966 • procyon.net Yes $7,000,000,000 March 30, 2026 10 32 34 80 Phil Fiore Co-founder & CEO 2017 5 Connecticut Wealth Management LLC 281 Farmington Ave. Farmington, 06032 860-470-0290 • ctwealthmgmt.com Yes $4,477,614,679 Dec. 31, 2025 46 46 67 73 Kevin C. Leahy President & CEO Denis M. Horrigan Co-Founder & partner 2010 6 Essex Financial Services Inc. (3) 10 Waterside Drive, Suite 100 Farmington, 06032 860-404-5998 • essex.financial Yes $4,403,869,450 March 31, 2026 23 N/A 50 N/A Charles R. Cumello President 2003 7 USI Consulting Group 95 Glastonbury Blvd. Glastonbury, 06033 860-633-5283 • usicg.com Yes $4,386,826,058 Dec. 31, 2025 20 72 144 10,500 Bill Tremko Chairman 1975 8 Gottfried & Somberg Wealth Management 340 Hebron Ave. Glastonbury, 06033 860-430-9104 • gottfriedsomberg.com No (4) $2,664,608,124 April 1, 2026 10 10 26 26 Joshua Gottfried Matthew Somberg Co-founders & principals 1999 9 Johnson Brunetti 100 Great Meadow Road, Suite 502 Wethersfield, 06109 860-372-4800 • johnsonbrunetti.com Yes $2,400,000,000 May 19, 2026 15 N/A 45 N/A Joel Johnson Managing partner Eric Hogarth Senior partner 2003 10 YHB Investment Advisors Inc. 29 South Main St., Suite 306 West Hartford, 06107 860-561-7050 • yhbia.com Yes $2,276,256,000 Dec. 31, 2025 15 17 31 33 Anne Space CEO Mark W. Everette Chairman 1989 11 MJP Wealth Advisors 74 Batterson Park Road, Suite 103 Farmington, 06032 860-677-7755 • mjpwealthadvisors.com Yes $1,561,803,600 Dec. 30, 2025 10 12 18 21 Brian Vendig President Michele Vendig Senior vice president 1981 12 OneDigital 195 Scott Swamp Road Farmington, 06032 860-409-7200 • onedigital.com Yes (5) $1,300,000,000 April 30, 2026 5 5 74 6,257 Eric Pomroy Vice president, Sales Russ Stone Vice president, Client services 2000 13 Smith Brothers Financial LLC 68 National Drive Glastonbury, 06033 860-430-3299 • smithbrothersfs.com Yes $1,113,194,634 Dec. 31, 2025 7 N/A 9 N/A Joe Smith CEO Tim Prewitt President 2005 14 Fierston Financial Group Inc. 29 S. Main St. West Hartford, 06107 860-521-2100 • fierston.com Yes $1,035,576,610 Dec. 30, 2025 5 N/A 7 N/A Seth Fierston Brian Fierston Co-presidents 1989 15 Constitution Group of Wells Fargo Advisors 180 Glastonbury Blvd., Suite 100 Glastonbury, 06033 860-368-6932 • constitutiongroup.com Yes $1,000,000,000 March 30, 2026 5 N/A 7 N/A Thomas A. Ragonese Arthur B. Sullivan Managing directors & investment officers 2010 16 RGB Financial 6 Executive Drive, Suite 103 Farmington, 06032 860-678-7350 • rgbfinancial.com No (6) $972,520,291 April 13, 2026 8 8 15 15 Robert Brochu Jennifer Chase David Brochu Partners 1984 17 WHZ Strategic Wealth Advisors 392-A Merrow Road Tolland, 06084 860-928-2341 • whzwealth.com No (7) $870,000,000 April 13, 2026 7 8 8 11 James Zahansky Senior managing partner & chief strategist Laurence N. Hale (8) Senior partner & chief investment officer 2006 18 Grey Ledge Advisors One Park St. Guilford, 06437 203-453-5438 • greyledge.com Yes $620,000,000 Dec. 31, 2025 7 N/A 13 N/A Michael Schulitz President 1999 19 Northstar Wealth Partners 433 South Main St., Suite 120 West Hartford, 06110 888-886-7737 • northstarwealthpartners.com; nstarwp.com No (6) $500,000,000 Dec. 30, 2025 8 8 13 13 Robert Laraia Founding partner 2009 20 CCR Wealth Management 72 Queen St. Southington, 06489 860-863-4155 • ccrwealth.com No (9) $500,000,000 March 31, 2026 4 18 6 48 David Borden Principal 1998 Source: Each firm via survey as of Q2 2026. Note: Unable to confirm data by press time for East Windsor's Cassidy Financial Services. N/A= Not available. For the full list, see hartfordbusiness.com/data/wealth- managers/. (1) Combined data for Wealthspire Advisors LLC, Fiducient Advisors LLC and affiliates, as of Dec. 31, 2025. (2) Shelton-based Procyon acquired Glastonbury's Wooster Corthell Wealth Management. (3) Wholly-owned subsidiary of Essex Bank. (4) Securities and advisory services offered through Commonwealth Financial Network, member FINRA & SIPC, a registered investment adviser. Fixed insurance products and services are separate from and not offered through Commonwealth. (5) Investment advice is offered through OneDigital Investment Advisors LLC, an SEC-registered investment adviser and wholly owned subsidiary of OneDigital. (6) Securities and advisory services offered through LPL Financial, a registered investment advisor, member FINRA & SIPC. (7) Securities and advisory services offered through Commonwealth Financial Network, member FINRA & SIPC, a registered investment adviser. (8) Also, Leisl Langevin, Managing partner & advisor and Kate Pitts, Managing partner of client experience & relationships. (9) Securities and advisory services offered through Cetera Advisors LLC, member FINRA & SIPC, a broker/dealer and registered investment adviser. -Compiled by: Stephanie R. Meagher, research@nebusinessmedia.com