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HARTFORDBUSINESS.COM | JUNE 16, 2025 25 FOCUS | WE ALTH MANAGEMENT Rick WHZ, With your team's transparency, patience, and sophistication in maximizing my corporate plan, I now have a realistic path to retire at 60. Thank you! (860) 928-2341 697 Pomfret Street Pomfret Center, CT 06259 392-A Merrow Road Tolland, CT 06084 This statement was provided 3/18/2024 by Rick Harvey who is a client. This statement may not be representative of the experience of others and is not a guarantee of future performance or success. For additional reviews, search us wherever local businesses are reviewed. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Advisor. Visit whzwealth.com to read more about Rick's story Sophistication Savvy Monday, Wednesday and Friday, I'm a fiduciary as an RIA, but on Tuesdays and Thursdays, look out, because anything goes?" However, Amendola said Wooster Square's dual registration gives the firm more flexibility. "It's not that the products are different; it's that we get to decide when and if we charge a fee or commission, or don't charge anything at all," he said. The firm's hybrid model allows it to charge fees or commissions depending on what works best for the client, he said. Particularly for very- wealthy clients, commissions may be less costly. "We work with successful business owners, entrepreneurs and people successful in their careers," Amendola explained. "Well, sometimes they don't want to pay a fee, and sometimes they shouldn't." While the firm targets ultra-high-net- worth individuals, it doesn't have a minimum investment requirement. "You can be a very successful entre- preneur and just not have monetized yet," Amendola said. "You know, we had a client that started with $50,000, and because of their stock, and what's going on with their company, is now a $10 million account, and they're in their 30s." JUMP FOR JOY! NOMINATIONS ARE NOW OPEN! NOMINATE TODAY DEADLINE 10/3 | SCAN HERE TYPES OF WEALTH MANAGERS REGISTERED WITH THE FINANCIAL INDUSTRY REGULATORY AUTHORITY Source: FINRA 400K 250K 100K 350K 200K 50K 300K 150K 0 REGISTERED INVESTMENT ADVISORS ONLY BROKER-DEALERS ONLY DUAL REPRESENTATIVES 2014 2017 2020 2015 2018 2021 2016 2019 2022 2023