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HARTFORDBUSINESS.COM | JUNE 10, 2024 27 The Lists Top wealth management firms in Greater Hartford Ranked by local assets under management, then local licensed advisors Wealth manager Registered Investment Adviser (RIA)? Local assets under management (AUM)/ Date AUM calculated Local licensed advisors/ local staff Total licensed advisors/ total staff Top executive(s) Year founded 1 Bradley, Foster & Sargent Inc. City Place II, 185 Asylum St., Hartford, CT 06103 860-527-8050 • bfsinvest.com Yes $7,194,169,208 March 31, 2024 10 44 15 50 Galan G. Daukas President & CEO 1994 2 USI Consulting Group (1) 95 Glastonbury Blvd., Glastonbury, CT 06033 860-633-5283 • usicg.com Yes $4,621,292,769 March 31, 2024 24 165 87 10,000 Bill Tremko President & CEO 1975 3 GYL Financial Synergies LLC 75 Isham Road, West Hartford, CT 06107 844-248-9998 • gylfinsyn.com Yes $3,442,184,579 Dec. 31, 2023 14 24 40 66 Gerald Goldberg Co-founder & CEO Jonathan Yolles Co-founder & president, Private Client Services 2016 4 Connecticut Wealth Management LLC 281 Farmington Ave., Farmington , CT 06032 860-470-0290 • ctwealthmgmt.com Yes $3,168,312,415 Dec. 31, 2023 41 64 41 64 Kevin C. Leahy President & CEO Denis Horrigan Co-Founder & partner 2010 5 Gottfried & Somberg Wealth Management 340 Hebron Ave., Glastonbury, CT 06033 860-430-9104 • gottfriedsomberg.com No (2) $1,991,758,579 April 1, 2024 11 26 N/A N/A Matthew Somberg Joshua Gottfried Co-founders & principals 1999 6 YHB Investment Advisors Inc. 29 South Main St., Suite 306, West Hartford, CT 06107 860-561-7050 • yhbia.com Yes $1,861,256,312 15 30 16 31 Mark W. Everette CEO 1989 7 Fiducient Advisors 100 Northfield Drive, 4th Floor, Windsor, CT 06095 860-683-1187 • fiducientadvisors.com Yes $1,400,000,000 18 80 63 215 Sabrina Bailey CEO 1995 8 MJP Wealth Advisors 74 Batterson Park Road, Suite 103, Farmington, CT 06032 860-677-7755 • mjpwealthadvisors.com Yes $1,056,627,675 Dec. 31, 2023 8 13 11 19 Brian Vendig President Michele Vendig Senior vice president 1981 9 Wealthspire Advisors 29 South Main St., Suite 300, West Hartford, CT 06107 860-969-6084 • wealthspire.com Yes $1,038,146,783 March 31, 2024 5 9 159 340 Mike LaMena CEO 1995 10 Constitution Group of Wells Fargo Advisors 180 Glastonbury Blvd., Suite 100, Glastonbury, CT 06033 860-368-6932 • constitutiongroup.com Yes $1,000,000,000 Dec. 31, 2023 5 8 N/A N/A Thomas A. Ragonese Arthur B. Sullivan Managing directors & investment officers (3) 2010 11 RMC Investment Advisors 643 Prospect Ave., West Hartford, CT 06105 860-561-1245 • rmcinvestmentadvisors.com Yes $962,000,000 March 31, 2024 7 14 7 14 Michael W. Herlihy President & CEO 1984 12 Smith Brothers Financial LLC 68 National Drive, Glastonbury, CT 06033 860-430-3299 • smithbrothersfs.com Yes $847,036,529 Dec. 31, 2023 6 7 6 7 Joe Smith CEO Stephen Michaels President 2005 13 SKY Investment Group LLC One Financial Plaza, Suite 1210, Hartford, CT 06103 860-761-9700 • skyig.com Yes $799,411,281 April 26, 2024 6 12 6 12 Robert Bingham President & chief investment officer 2005 14 Essex Financial Services Inc. (4) 10 Waterside Drive, Suite 100, Farmington, CT 06032 860-404-5998 • essex.financial Yes $700,000,000 March 31, 2024 4 7 20 48 Charles R. Cumello President 2003 15 Carson Wealth (5) 10 Melrose Drive, Farmington, CT 06032 860-676-2727 • carsonwealth.com Yes $650,000,000 May 22, 2024 4 7 350 1,111 Robert A. Karn Jeffrey Couzens Managing directors & wealth advisors 1983 16 Weiss, Hale & Zahansky Strategic Wealth Advisors 392-A Merrow Road, Tolland, CT 06084 860-928-2341 • whzwealth.com No (6) $600,000,000 May 2, 2024 5 6 5 14 Laurence N. Hale Principal, managing partner & chief investment officer James Zahansky Principal, managing partner & chief goal strategist 2006 17 Cassidy Financial Services LLC (7) 1 Pasco Drive, East Windsor, CT 06088 860-623-0104 • cassidyfinancialservices.com No (8) $450,000,000 4 8 5 9 Brian Cassidy Principal 2006 18 NBT Wealth Management & NBT Insurance Agency 2670 Main St., Glastonbury, CT 06033 860-494-2345 • nbtbank.com No (9) $421,283,018 May 24, 2024 10 14 55 N/A Andreas Kapetanopoulos Regional president Scott Kingsley President & CEO 1856 19 May, Bonee & Clark | Risk Strategies Co. 180 Glastonbury Blvd., Glastonbury, CT 06033 860-430-3700 • mayboneeclark.com; mayboneeclarkfs.com No (10) $375,000,000 March 31, 2024 6 19 6 5,000 Tom Clark Ryan Friedman Dan Clark Managing directors 1997 20 OneDigital 195 Scott Swamp Road, Suite 100, Farmington, CT 06032 860-409-7200 • onedigital.com Yes (11) $374,580,960 Dec. 31, 2023 3 55 212 4,200 Emily Bailey Managing principal 2000 21 Northstar Wealth Partners 433 South Main St., Suite 322, West Hartford, CT 06110 888-886-7737 • northstarwealthpartners.com; nstarwp.com No (10) $320,000,000 Jan. 1, 2024 6 N/A 6 N/A Robert Laraia Founding partner 2009 Source: Each firm via survey as of Q2 2024. Note: Unable to confirm data for Southington's CCR Wealth Management or West Hartford's Fuchs Financial by press time. N/A= Not available. (1) Acquired Bloomfield's Hooker & Holcombe in May 2023. Acquired Rochester, N.Y.-based Burke Group in January 2024. (2) Securities and advisory services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services are separate from and not offered through Commonwealth. (3) Zachary Tracey, First vice president & investment officer. (4) Wholly-owned subsidiary of Essex Savings Bank. (5) Formerly Karn Couzens & Associates Inc., which was acquired by Nebraska-based Carson Wealth. (6) Securities and advisory services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. (7) Additional offices in Somers and Suffield. (8) Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, FINRA/SIPC. Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. (9) Brokerage services offered through LPL Financial, a registered investment advisor, Member FINRA/ SIPC; partnerships with third-party investment firms. (10) Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. (11) Investment advice is offered through OneDigital Investment Advisors LLC, an SEC-registered investment adviser and wholly owned subsidiary of OneDigital. -Complied by: Stephanie R. Meagher, research@nebusinessmedia.com TOP WEALTH MANAGEMENT FIRMS IN GREATER HARTFORD Ranked by local assets under management, then local licensed advisors