Issue link: https://nebusinessmedia.uberflip.com/i/1387295
41 HARTFORDBUSINESS.COM | JUNE 28 2021 Largest investment advisory firms in Greater Hartford (Ranked by number of local investment advisors as of May 2021) Largest investment advisory firms in Greater Hartford (Ranked by number of local investment advisors as of May 2021) Rank Firm No. of local investment advisors Local assets under management Total no. of investment advisors Total assets under management Top local executive(s) Headquarters Year founded 1 Fiducient Advisors 100 Northfield Drive, 4th Floor Windsor, CT 06095 860-683-1187; www.fiducientadvisors.com 30 $112,000,000,000 75 $226,000,000,000 Mark Wetzel Managing partner, president Chicago, IL 1995 2 GYL Financial Synergies LLC 65 Memorial Road, Suite 530 West Hartford, CT 06107 844-248-9998; gylfinsyn.com 26 $4,733,253,765 28 $4,733,253,765 Gerald Goldberg Jonathan Yolles CEO & Co-Founder President of private client services & co-founder West Hartford, CT 2014 3 Connecticut Wealth Management LLC 281 Farmington Ave. Farmington, CT 06032 860-470-0290; www.ctwealthmgmt.com 21 $2,095,753,135 21 $2,095,753,135 Kevin C. Leahy President & CEO Farmington, CT 2010 4 Bradley, Foster & Sargent Inc. City Place II, 185 Asylum St. Hartford, CT 06103 860-527-8050; www.bfsinvest.com 14 $2,860,000,000 14 $5,010,000,000 Steven L. Willcox President & CEO Hartford, CT 1994 5 YHB Investment Advisors Inc. 29 South Main St., Suite 306 West Hartford, CT 06107 860-561-7050; www.yhbia.com 12 $1,041,872,000 12 $1,725,622,000 Mark W. Everette CEO West Hartford, CT 1989 6 3D/L Financial Group (a) 100 Constitution Plaza, Suite 700 Hartford, CT 06103 860-291-1998; www.3dlfinancial.com 10 $681,762,070 15 $681,762,070 Joseph L. Demmler CEO Hartford, CT 2006 7 Gottfried & Somberg Wealth Management LLC 340 Hebron Avenue Glastonbury, CT 06033 860-430-9104; www.gottfriedsomberg.com 9 $1,355,000,000 9 $1,355,000,000 Joshua Gottfried Co-founder & principal Glastonbury, CT 1999 8 Private Capital Group LLC (a) 29 S. Main St. West Hartford, CT 06107 860-561-1162; www.pcgct.com 8 $1,223,593,499 8 $1,223,593,499 Benjamin Kille CEO West Hartford, CT 2003 9 MJP Wealth Advisors 790 Farmington Ave., Building 3 Farmington, CT 06032 860-677-7755; www.mjpwealthadvisors.com 8 $756,685,202 10 $756,685,202 Brian Vendig President Farmington, CT 1981 10 RMC Investment Advisors 643 Prospect Ave. West Hartford, CT 06105 860-561-1245; www.rmcinvestmentadvisors.com 6 $863,893,975 6 $863,893,975 Michael W. Herlihy President & CEO West Hartford, CT 1984 11 USI Advisors Inc. (b) 95 Glastonbury Blvd., Suite 102 Glastonbury, CT 06033 860-633-5283; www.usiadvisorsinc.com 4 $1,503,794,887 27 $29,226,331,803 Michael Welz President & chief investment officer Glastonbury, CT 1981 12 Constitution Group of Wells Fargo Advisors 180 Glastonbury Blvd., Suite 100 Glastonbury, CT 06033 860-368-6932; www.constitutiongroup.com 4 $950,000,000 4 $950,000,000 Thomas A. Ragonese Arthur B. Sullivan Managing directors & investment officers St. Louis, MO 2010 13 Hammond Iles Wealth Advisors 100 Great Meadow Road, Suite 701 Wethersfield, CT 06109 860-258-2600; www.hiwealth.com 4 $74,949,635 4 $295,359,259 Greg Hammond CEO Wethersfield, CT 2001 14 SKY Investment Group LLC (a) One Financial Plaza, Suite 1210 Hartford, CT 06103 860-761-9700; www.skyig.com 3 $644,924,678 3 $644,924,678 Robert Bingham President & chief investment officer Hartford, CT 2005 15 Hooker & Holcombe 1300 Hall Boulevard, Suite 1C Bloomfield, CT 06002 860-521-8400; www.hhconsultants.com 3 $456,722,134 3 $486,352,984 Rodger K. Metzger President & chief investment officer, Investment Advisory Group Bloomfield, CT 1996 16 WMGNA LLC 10 Talcott Notch Road, Suite 103 Farmington, CT 06032 860-679-5255; www.wmgna.com 3 $350,000,000 3 $350,000,000 Daniel J. Friedman CEO Brian P. Beck President & CFO Farmington, CT 1995 17 Cassidy Financial Services LLC (c) 1 Pasco Drive East Windsor, CT 06088 860-623-0104; www.CassidyFinancialServices.com 3 $200,000,000 3 $200,000,000 Brian Cassidy Principal East Windsor, CT 2006 18 Karn Couzens & Associates Inc. 10 Melrose Drive Farmington, CT 06032 860-676-2727; karncouzens.com 2 $550,000,000 4 $560,000,000 Robert A. Karn Principal Jeffrey Couzens Vice president Farmington, CT 1987 Source: Each firm via survey unless otherwise noted. Notes: DND=did not disclose. An investment advisor as defined by FINRA provides advice about securities to clients and is required to register with the SEC or the state in which it practices. The company can be called an asset manager, investment counselor, investment manager, portfolio manager or a wealth manager. (a) Did not respond to 2021 survey. Assets under management from latest Form ADV. Other info from 2020 survey. (b) Part of USI Consulting Group. (c) Additional offices in Somers and Suffield. —Compiled by Timothy Doyle. The Lists