n e w h a v e n b i z . c o m
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J u n e / J u l y 2 0 2 0
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n e w h a v e n B I Z 15
2 0 2 0 B O O K O F L I S T S : E C O N O M Y
Registered Investment Advisory Firms, Greater New Haven
(Ranked by regulatory assets under management)
Sources: SEC filings, survey, company website
—Compiled by Timothy Doyle.
Registered Investment Advisory Firms
Greater New Haven
(Ranked by regulatory assets under management)
Rank Firm Regulatory assets under management Top local executive Year founded
1
Stifel Nicolaus & Co.
2321 Whitney Ave. Suite 106
Hamden 06518
203-772-7200 stifel.com
$97,687,069,900
Michael LeClair
Complex branch manager
1890
2
Janney Montgomery Scott / Noble Wealth Advisors
321 Whitney Ave.
New Haven 06511
203-784-3080 janney.com
$50,316,104,720
Charles Noble, III
Executive vice president
1832
3
Mercer Global Advisors Inc.
1261 Post Rd., Suite 102
Fairfield 06824
203-689-5742 merceradvisors.com
$15,848,965,584
Jeremiah Barlow
Executive vice president
1985
4
Edgehill Endowment Partners
195 Church St., 10th Floor
New Haven 06510
203-654-3552 edgehillendowment.com
$1,723,057,257
Ellen Schurman
Nina Scherago
Managing partners
2014
5
Infinex Financial Group
538 Preston Ave.
Meriden 06450
704-650-7692 infinexgroup.com
$1,703,641,841
Stephen Amarante
President & CEO
1993
6
Sasco Capital Inc.
10 Sasco Hill Rd. #2
Fairfield 06824
203-254-6800 sascocap.com
$796,919,246
Hoda Bibi
President & chief compliance officer
1985
7
MONECO Advisors
2150 Post Rd., Suite 201
Fairfield 06824
203-319-3550 monecoadvisors.com
$497,439,630
Christopher Neubert
President & chief compliance officer
1980
8
Fairfield, Bush & Co.
265 Church St. #503
New Haven 06510
203-777-5900 fairfieldbush.com
$410,088,400
Charles Krause
President & managing director
1973
9
Benjamin F. Edwards & Co.
2321 Whitney Ave. Suite 502
Hamden 06518
203-287-9266 benjaminfedwards.com
$400,000,000
Richard Pignone
Kim Hurd
Co-branch managers
2008
10
Tourmalet Advisors
163 Oldfield Rd.
Fairfield 06824
203-256-0181 tourmaletadvisors.com
$278,436,311
Michael Corasaniti
CEO
2012
11
CTMA Holdings LLC
100 South Shore Drive, Suite 100
East Haven 06512
877-358-0829 ctmawealth.com
$181,102,063
Chris Abely
Founder, chartered financial analyst
2010
12
Cooper Financial Services Inc.
3190 Whitney Ave.
Hamden 06518
203-248-1972 cooperfinservices.com
$138,246,992
Michael Butler
President
1986
13
Ladd Capital Management LLC
110 Whitney Ave. 3rd Floor
New Haven 06510
203-562-6624 laddcap.com
$122,637,818
David Ladd
Chartered financial analyst
1975
14
Ganim Financial
2 Enterprise Drive
Shelton 06484
203-335-0851 ganimfinancial.com
$93,987,046
Lawrence Ganim
President
1985
15
Heritage Capital LLC
1 Bradley Road, Suite 202
Woodbridge 06525
203-389-3553 investfortomorrow.com
$86,750,864
Paul Schatz
President
2003
Sources: SEC filings, survey, company website
—Compiled by Timothy Doyle.
