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V O L . X X V I N O. I X M AY 5 , 2 0 2 0 26 T H E L I S T C O M P I L E D B Y T I M O T H Y D O Y L E C O M P I L E D B Y T I M O T H Y D O Y L E N O T E S : An investment advisor as defined by FINRA provides advice about securities to clients and is required to register with the SEC or the state in which it practices. The company can be called an asset manager, investment counselor, investment manager, portfolio manager or a wealth manager. S O U R C E : Each firm via survey Purchase this list and more as an Excel document at mainebiz.biz/DataCenter @ Largest investment advisors Ranked by assets under management by Maine offices Unlimited access for a limited time As things evolve, Mainebiz will cover the changes. To make sure that information is available to all readers, news access is now free for a limited time, including our digital editions. READ MORE AT MAINEBIZ.BIZ Ranked by assets under management by Maine ofces $4.9 billion 15 $4.4 billion 18 $2.0 billion 7 $1.4 billion 17 $2.8 billion 23 $680.1 million 8 $559.0 million 10 $500.0 million 4 $395.0 million 3 $360.0 million 5 $302.0 million 3 $257.7 million 3 employees 1 52 2 45 1 34 1 12 1 14 1 12 2 12 1 8 1 8 2 10 2 7 1 4 employees 2 55 2 45 1 34 2 27 4 49 1 12 3 14 1 8 1 8 2 10 2 7 1 4 Chief executive Geoffrey K. Alexander, CEO Peter E. Robbins, CEO Michael R. Currie, president and managing director Amanda Rand, president and CEO, principal Daniel M. Mulkern, principal Tom Manning, president and CEO Carl G. Gercke, managing director Zachary Means, CEO Paul B. Means, president Steven Tenney, CEO Brian Bernatchez, managing director Gary Robinson, CEO Kathryn Dion, president Scott Upham, president Jason Viola, president and founder Laurie Latham, principal Notes: An investment advisor as defined by FINRA provides advice about securities to clients and is required to register with the SEC or the state in which it practices. The company can be called an asset manager, investment counselor, investment manager, portfolio manager or a wealth manager. This list was compiled by Timothy Doyle and published in the May 4, 2019 issue of Mainebiz. S O U R C E : Each firm via survey $4.5 billion 13 $4.4 billion 18 $2.0 billion 7 $958.0 million 6 $773.9 million 4 $680.1 million 8 $534.0 million 7 $500.0 million 4 $395.0 million 3 $360.0 million 5 $302.0 million 3 $257.7 million 3 24 City Center, Portland 04101 774-0022, rmdavis.com One Portland Square, 5th Floor, Portland 04101 772-3761, hmpayson.com 123 Free St., Portland 04101 553-7160, spinnakertrust.com One Monument Square, Suite 601, Portland 04101 523-1110, vigilantcap.com 5 Widgery Wharf, 4th Floor, Portland 04101 775-3197, putnam.com 7 Custom House St., 4th Floor, Portland 04101 773-5333, headinvest.com 802 Stillwater Avenue, Bangor 04401 947-6763, meanswealth.com 22 Monument Square, Suite 300, Portland 04101 274-2500, greatdiamondpartners.com 129 Silver St., Waterville 04901 873-2200, goldenpondwealth.com 4 Moulton St., Portland 04101 772-2900, bigelowadvisors.com 155 Park Row, Brunswick 04011 844-2000, cribstonecapital.com 183 Middle St., Suite 4B Portland 04101 536-0530, arieswealthllc.com F.L.Putnam Investment Management Co.

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